-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzTfcsrabRpMC03in9zuPUpxs1CnHVp42TVyVo1oGBVKpoTkB2NJ8K4bmASKab5G LAndd5g8JHnom7MulO9T8w== 0000762152-98-000002.txt : 19980211 0000762152-98-000002.hdr.sgml : 19980211 ACCESSION NUMBER: 0000762152-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AASTROM BIOSCIENCES INC CENTRAL INDEX KEY: 0000887359 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943096597 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52095 FILM NUMBER: 98526882 BUSINESS ADDRESS: STREET 1: DOMINOS FARMS LOBBL L STREET 2: 24 FRANK LLOYD WRIGHT DRIVE P O BOX 376 CITY: ANN ARBOR STATE: MI ZIP: 48106 BUSINESS PHONE: 3139305555 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STATE TREASURER STATE OF MICHIGAN CENTRAL INDEX KEY: 0000762152 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 386000134 STATE OF INCORPORATION: MI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O DIRECTOR OF INVESTMENTS STREET 2: P O BOX 1128 CITY: LANSING STATE: MI ZIP: 48901 BUSINESS PHONE: 5173733140 MAIL ADDRESS: STREET 1: C/O DIRECTORY OF INVESTMENTS STREET 2: P O BOX 15128 CITY: LANSING STATE: MI ZIP: 48901 SC 13G 1 SUPPORTING INFORMATION 1 NAME OF REPORTING PERSON - State Treasurer, State of Michigan IRS IDENTIFICATION - 38-2836023 2 CHECK IF MEMBER OF A GROUP - Not applicable 3 SEC use only 4 CITIZENSHIP - State of Michigan 5 SOLE VOTING POWER - 1,338,724 (these shares included in item 7 below) 6 SHARED VOTING POWER - None 7 SOLE DISPOSITIVE POWER - 1,338,724 8 SHARED DISPOSITIVE POWER - None 9 AGGREGATE AMOUNT OWNED - 1,338,724 10 IF AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES - Not applicable 11 PERCENT OF CLASS REPRESENTED - 10.1% 12 TYPE OF REPORTING PERSON - see pages below 1a NAME OF ISSUER - Aastrom Biosciences, Inc. 1b ADDRESS OF ISSUER - 24 Frank Lloyd Wright Drive P.O. Box 376 Ann Arbor, MI 48106 2a NAME OF FILER - State Treasurer, State of Michigan 2b ADDRESS OF FILER - Michigan Department of Treasury Alternative Investments Division P.O. Box 15128 Lansing, MI 48909 2c CITIZENSHIP - State of Michigan 2d CLASS OF SECURITIES - Common Stock 2e CUSIP NUMBER - 00253U107 3 PERSON FILING - Not applicable 4 OWNERSHIP - Reference Item 5 through 11 on previous page 5 OWNERSHIP UNDER 5% - Not applicable 6 OWNERSHIP OVER 5% - Not applicable 7 INDENTIFICATION OF SUBSIDIARY - Not applicable 8 IDENTIFICATION OF MEMBERS - Not applicable 9 NOTICE OF DISSOLUTION - Not applicable 10 CERTIFICATION - Not applicable Pursuant to State Law (Section 91 of Act No. 380 of the Public Acts of 1965, as amended), the State Treasurer, State of Michigan is the investment fiduciary for the following four State sponsored retirement systems: Public School Employees' Retirement System; State Employees' Retirement System; Michigan State Police Retirement System; and Judges' Retirement System. The Michigan Department of Treasury's Bureau of Investments performs the investment function, under the direction and on behalf of the State Treasurer. The aforementioned State Law created an Investment Advisory Committee comprised of the Director of the Department of Commerce, the Director of the Department of Management & Budget, or their duly authorized representatives, and three public members appointed by the Governor with the advice and consent of the Senate. The committee meets quarterly and reviews investments, goals, and objectives, and may submit recommendations to the State Treasurer. The Investment Advisory Committee may also, by a majority vote, direct the State Treasurer to dispose of any holdings which in the committee's judgement is not suitable for the funds involved, and may by unanimous vote direct the State Treasurer to make specific investments. Act No. 314 of the Public Acts of 1965, as amended, authorizes the investment of assets of public employee retirement systems or plans created and established by the state or any political subdivision. The acquisition of equity securities are made for investment purposes only. Investments in equity securities are made from the assets of the aforementioned four retirement systems with total assets of approximately $40.0 billion. The retirement systems derive revenue from employer and employee contributions, court fees, and investment income. Name: Mr. Douglas B. Roberts Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: State Treasurer, State of Michigan Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Mr. Samuel Valenti, III Business Address: Masco Corporation 21001 Van Born Road Taylor, Michigan 48180 Principal Occupation: Vice President of Investments Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Dr. Paul W. McCracken Business Address: University of Michigan School of Business Administration 701 Tappan Ann Arbor, MI 48109-1234 Principal Occupation: Consultant Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Mr. Farris W. Womack Business Address: University of Michigan Fleming Admin. Bldg., Room 3014 503 Thompson Street Ann Arbor, MI 48109-1340 Principal Occupation: Executive Vice President and Chief Financial Officer Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Ms. Kathleen M. Wilbur Business Address: Department of Commerce Director's Office 4th Floor, Law Building Box 30004 Lansing, Michigan 48909 Principal Occupation: Director, Michigan Department of Commerce Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Roy A. Pentilla Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Deputy Director, Bureau of Investments Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Alan H. Van Noord Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Stock Analysis Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Paul R. Nelson, II Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Fixed Income Analysis Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Linda J. Rose Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Acting Administrator, Alternative Investments Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Milan J. Maat Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Short Term Investment Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Vernon L. Johnson Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Trust Accounting Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Philip L. Van Syckle Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Mortgage and Real Estate Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America Name: Richard J. Holcomb Business Address: Michigan Department of Treasury P.O. Box 15128 Lansing, Michigan 48901 Principal Occupation: Administrator, Quantitative Analysis Division Criminal convictions during the last five years: None Civil finding or violation, or injunction against violation, of federal or state securities laws during the last five years: None Citizenship: United States of America After resonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement, is true, complete and correct. Date: 01-30-98 Signed: Roy A. Pentilla, Acting Director, Bureau of Investments -----END PRIVACY-ENHANCED MESSAGE-----